Marc Christopher Helfrich

Current Employers

Marc C Helfrich Registered Investment Advisor

1875 Willy Vester Rd., Van Alstyne, TX 75495 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2012-04-02

TX RA
APPROVED

Since 2012-04-02

Branch Locations

Van Alstyne, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Insured Wealth Management	Plano	TX	07/2009	Present
Marc Christopher Helfrich	Rockwall	TX	03/2012	Present

07/2009 → Present

Insured Wealth Management

Plano, TX
03/2012 → Present

Marc Christopher Helfrich

Rockwall, TX

Previous Registrations

2010-07-08 → 2012-03-15

Veritrust Financial, Llc

Austin, TX

Austin, TX

Dallas, TX

Rockwall, TX
2009-06-24 → 2010-07-09

Usa Financial Securities Llc

Dallas, TX

Ada, MI

Dallas, TX

Other Businesses

INSURED WEALTH MANAGEMENT - INSURANCE AGENT SINCE 07/2009 - SELLING LTC, LIFE INSURANCE, FIXED AND EQUITY INDEXED ANNUITIES THROUGH VARIOUS CARRIERS; 6800 HERITAGE PARKWAY SUITE 203, ROCKWALL, TX 75087; SPEND 20 HOURS PER MONTH, ALL DURING SECURITIES TRADING HOURS; INVESTMENT RELATED BUSINESS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-05-07
S63	Uniform Securities Agent State Law Examination	2003-05-07

S65 Uniform Investment Adviser Law Examination

2009-05-07
S63 Uniform Securities Agent State Law Examination

2003-05-07

View on SEC IAPD