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Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2023-12-11
  • AL RA
    APPROVED
    Since 2023-12-11

Branch Locations

Mobile, AL • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Investement Management Services, Llc Newark NJ 07/2016 04/2022
Prudential Insurance Company Of America Mobile AL 07/2016 04/2022
Empower Financial Services, Inc Greenwood Village CO 04/2022 Present
Empower Advisory Group, Llc Greenwood Village CO 12/2023 Present
  • 07/2016 → 04/2022
    Prudential Investement Management Services, Llc
    Newark, NJ
  • 07/2016 → 04/2022
    Prudential Insurance Company Of America
    Mobile, AL
  • 04/2022 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 12/2023 → Present
    Greenwood Village, CO
Previous Registrations
  • 2014-05-15 → 2016-07-27
    Loxley, AL
    San Diego, CA
    Loxley, AL
  • 2012-03-13 → 2013-07-31
    Bb&T Investment Services, Inc.
    Charlotte, NC
    Vestavia, AL
    Hoover, AL
    Pelham, AL
    Homewood, AL
    Hoover, AL
  • 2011-10-11 → 2012-02-24
    Atmore, AL
  • 2004-01-02 → 2011-10-11
    Uvest Financial Services Group, Inc.
    Atmore, AL
    Atmore, AL
  • 2002-09-30 → 2003-10-08
    Morgan Stanley Dw Inc.
    Mobile, AL
Other Businesses

Dauphin Way United Methodist Church. Investment Related: No. Church/Religious Denomination. Chair of Staff-Parrish Relation Committee. Hours/month: 2 - 2.5. during business hours: 0. updating the handbook, helping with job descriptions, assisting with searches as needed

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-01
  • S66 Uniform Combined State Law Examination
    2023-12-01

View on SEC IAPD

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