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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-09-03 |
| GA | RA | APPROVED | 2023-08-23 |
Branch Locations
3550 Lenox Road Suite 1950, Atlanta, GA 30326 • United States
Tucson, AZ • United States
Atlanta, GA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Atlanta | GA | 10/2000 | 08/2023 |
| Rbc Capital Markets, Llc | Atlanta | GA | 08/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-09-12 |
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