Philip K. Kim

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-04-14
AZ	RA	APPROVED	2008-11-21

TX RA
APPROVED_RES

Since 2021-04-14
AZ RA
APPROVED

Since 2008-11-21

Branch Locations

Cave Creek, AZ • United States

14851 N. Scottsdale Road Suite 103, Scottsdale, AZ 85254 • United States

7560 N La Cholla Blvd, Tucson, AZ 85741 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	10/2002	06/2020
Equitable Advisors, Llc	New York	NY	10/2002	Present

10/2002 → 06/2020

Axa Advisors, Llc

New York, NY
10/2002 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

1.Signature Wealth Concepts, LLC, Founding Member, Managing Director. Investment related. 2.National Tax Shelter Association Local Study Group. 3.Investment Real Estate Owner. 4.Asian Corporate & Entrepreneur Leaders (ACEL) P.O. Box 25527 Tempe, AZ 85285, Board Member/Vice Chairman. 5.Outside fixed insurance. 6. Ambassador for Translational Genomics Research Institute. Located at: 445 N. Fifth Street Phoenix, AZ 85004. Not investment related. 7. Committee Member for the Annual Golf fundraiser for Brighter Way Dental. Located At: 230 South 12th Avenue Phoenix, AZ 85007. 8. Board Member with The Herberger Theater Center 222 East Monroe Street Phoenix, Arizona 85004, Not investment related. 9. Board Member, Phoenix Symphony Orchestra, Located at: One North First Street, Suite 200 Phoenix, AZ 85004. Not Investment Related. 10. Arizona Community Foundation, Located at: 2201 E. Camelback Rd., Suite 405B; Phoenix, Arizona 85016, Committee Member, Tax & Legal Seminar Planning Committee.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-11-18

S66 Uniform Combined State Law Examination

2002-11-18