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Alvin F Walker

Lake Jericho, LLC

Chicago, IL

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Current Employers
Lake Jericho, Llc

111 West Jackson Blvd Ste 1700, Chicago, IL 60604-3597 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2022-05-26
KY RA APPROVED 2016-02-11
IL RA APPROVED 2015-01-02
  • MI RA
    APPROVED
    Since 2022-05-26
  • KY RA
    APPROVED
    Since 2016-02-11
  • IL RA
    APPROVED
    Since 2015-01-02

Branch Locations

111 West Jackson Blvd Ste 1700, Chicago, IL 60604-3597 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lake Jericho, Llc Chicago IL 10/2014 Present
Previous Registrations
  • 2004-10-13 → 2010-03-24
    One Compass Advisors
    Jeffersonville, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-10-12
S63 Uniform Securities Agent State Law Examination 2004-06-28
  • S65 Uniform Investment Adviser Law Examination
    2004-10-12
  • S63 Uniform Securities Agent State Law Examination
    2004-06-28
Designations
Other Names
  • Alvin Fred Walker

View on SEC IAPD

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GUGGENHEIM INVESTMENTS · CHICAGO, IL
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