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Karen Jacqueline Sites

J.P. Morgan Securities LLC

Bradenton, FL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-03-25
TX RA APPROVED_RES 2019-03-18
  • FL RA
    APPROVED
    Since 2019-03-25
  • TX RA
    APPROVED_RES
    Since 2019-03-18

Branch Locations

6020 Lakewood Ranch Blvd, Bradenton, FL 34211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Sarasota FL 12/2015 10/2018
Morgan Stanley Private Bank, National Association New York NY 02/2016 10/2018
Jp Morgan Securities Llc Sarasota FL 03/2019 Present
Jpmorgan Chase Bank, N.A. Sarasota FL 03/2019 Present
Unemployed Bradenton FL 10/2018 03/2019
  • 12/2015 → 10/2018
    Morgan Stanley Smith Barney Llc
    Sarasota, FL
  • 02/2016 → 10/2018
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 03/2019 → Present
    Jp Morgan Securities Llc
    Sarasota, FL
  • 03/2019 → Present
    Jpmorgan Chase Bank, N.A.
    Sarasota, FL
  • 10/2018 → 03/2019
    Unemployed
    Bradenton, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-08-14
S63 Uniform Securities Agent State Law Examination 2002-10-22
  • S66 Uniform Combined State Law Examination
    2012-08-14
  • S63 Uniform Securities Agent State Law Examination
    2002-10-22
Other Names
  • Karen Jacqueline Tulloch

View on SEC IAPD

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