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Santa Clarita, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2024-10-03 |
| TX | RA | APPROVED_RES | 2024-08-15 |
| LA | RA | APPROVED | 2024-07-18 |
| CA | RA | APPROVED | 2014-05-09 |
Branch Locations
100 West Lawrence St. Suite 418, Appleton, WI 54911 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2024-07-18 |
| WI | RA | APPROVED | 2009-12-14 |
| CA | RA | APPROVED | 2009-12-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Collar Capital Management, Llc | Los Angeles | CA | 12/2009 | Present |
| Roshelen, Inc. | Santa Clarita | CA | 04/2014 | Present |
Mr. Cacia is an investment advisor representative of Roshelen, Inc. (CRD# 170904), Investment Related, 18958 Lauren Lane, Santa Clarita, CA 91350-2195. Mr. Cacia is also a solicitor and client relationship manager to Collar Capital Management, LLC.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-09-12 |
| S63 | Uniform Securities Agent State Law Examination | 2002-09-04 |
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