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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2009-01-02 |
| TX | RA | APPROVED | 2009-01-02 |
Branch Locations
High Point, NC • United States
514 South Stratford Road Suite 306-B, Winston-Salem, NC 27106 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Winston Salem | NC | 10/2005 | Present |
| Raymond James Financial Services Advisors, Inc. | Winston-Salem | NC | 01/2009 | Present |
| Judith Smith Financial Inc. | Winston Salem | NC | 01/2014 | Present |
| Haynes Financial | Winston Salem | NC | 06/2017 | Present |
(1)Name of Business: Haynes Financial Address: 3447 Robinhood Rd Ste 205, Winston Salem, NC, 27106, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 06/14/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Generate production through Financial Advisor activities (2)Name of Business: Judith Smith Financial Inc. Address: 3447 Robinhood Rd Ste 205, Winston Salem, NC, 27106, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/09/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Direct business operations of corporation
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-09-24 |
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