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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-02-19
MN RA APPROVED 2013-11-01
  • TX RA
    APPROVED
    Since 2016-02-19
  • MN RA
    APPROVED
    Since 2013-11-01

Branch Locations

8300 Norman Center Dr, Bloomington, MN 55437 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Inc. Bloomington MN 06/2002 Present
Bank Of America,N.A. Bloomington MN 06/2011 Present
  • 06/2002 → Present
    Merrill Lynch, Pierce, Fenner & Smith Inc.
    Bloomington, MN
  • 06/2011 → Present
    Bank Of America,N.A.
    Bloomington, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-08-23
  • S66 Uniform Combined State Law Examination
    2002-08-23
Designations

View on SEC IAPD

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