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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-05-28 |
| WA | RA | APPROVED | 2020-05-28 |
Branch Locations
555 110Th Ave Ne 10Th Fl, Bellevue, WA 98004 • United States
1201 Pacific Ave 11Th Fl, Tacoma, WA 98402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Tacoma | WA | 12/2012 | 05/2020 |
| Wells Fargo Clearing Services, Llc | Tacoma | WA | 05/2020 | Present |
RENTAL PROPERTY, INV RELATED, CHELAN, WA, 100% OWNERSHIP, START 11/28/2017, 1 HR PER MONTH, 0 HRS DURING TRADING, OWNER. RENTAL PROPERTY, INV RELATED, MOCLIPS, WA, 100% OWNERSHIP, START 5/30/2018, 1 HR PER MONTH, 0 HRS DURING TRADING, OWNER. COMMERCIAL RENTAL PROPERTY, INV RELATED, LAKEWOOD, WA, 100% OWNERSHIP, START 2/12/2020, 1 HR PER MONTH, 0 HRS DURING TRADING, OWNER MANIC MEATBALL, LLC, NOT INV RELATED, LAKEWOOD, WA, 100% OWNERSHIP WITH SPOUSE, START 12/1/2020, 2 HRS PER MONTH, 0 HRS DURING TRADING, INVESTOR. VACATION RENTAL PROPERTY; INV RELATED; BREWSTER, WA; 100% OWNERSHIP; START 11/13/2020; 2 HRS PER MONTH; 0 HRS DURING TRADING. BAYMEN HOLDINGS LLC, INV RELATED, FEDERAL WAY, WA, 100% OWNERSHIP, START 11/22/2019, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, TO HOLD RENTAL PROPERTY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-11-05 |
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