P. James O'gorman

Current Employers

O'GOrman Asset Management, Inc.

Valley Cottage, NY • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-07-15

NY RA
APPROVED

Since 2021-07-15

Branch Locations

Valley Cottage, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
O'GOrman Asset Management, Inc.	Valley Cottage	NY	12/2003	Present

12/2003 → Present

O'GOrman Asset Management, Inc.

Valley Cottage, NY

Previous Registrations

2002-07-15 → 2003-09-15

Ernst & Young Investment Advisers Llp

Lyndhurst, NJ

Other Businesses

1) Insurance. Investment-related. 331 Deer Track Lane, Valley Cottage, NY 10989. Insurance agent. Owner. December 2003. 15 HRS/MONTH, 1 HOUR/TRADING. Insurance Sales.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-12-18

S65 Uniform Investment Adviser Law Examination

2000-12-18

View on SEC IAPD