Best Investors
Account
Sign in
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2017-06-30 |
| TX | RA | APPROVED_RES | 2017-05-08 |
Branch Locations
111 S Wacker Drive Suite 3200, Chicago, IL 60606 • United States
Chicago, IL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | New York | NY | 06/2009 | 05/2017 |
| Rbc Capital Markets, Llc | New York | NY | 05/2017 | Present |
(1) HARBOUR HOUSE; ADDRESS: 2401 BAYSHORE BLVD. #1211, TAMPA, FL 33629; BUSINESS DESCRIPTION: CONDO RENTAL; NOT INVESTMENT RELATED; START DATE: 08/01/2006; CAPACITY: OWNER-ACTIVE; DUTIES: LANDLORD; HOURS DEVOTED PER WEEK: NONE; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE (2) THE SHEFFIELD CONDOMINIUM; ADDRESS: PERSONAL RESIDENCE; BUSINESS DESCRIPTION: RENTING CONDO; NOT INVESTMENT RELATED; START DATE: 09/01/2017; CAPACITY: OWNER-PASSIVE; DUTIES: RENT TO TENANTS; HOURS DEVOTED PER WEEK: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE; (3) RAVINIA FESTIVAL ASSOCIATION; ADDRESS: 418 SHERIDAN ROAD, HIGHLAND PARK, IL 60035; BUSINESS DESCRIPTION: MUSIC FESTIVAL; NOT INVESTMENT RELATED; START DATE: 03/17/2018; CAPACITY: BOARD OF DIRECTORS; DUTIES: GENERAL OVERSIGHT; HOURS DEVOTED PER MONTH: 4; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 1 (4) NAME OF ENTITY: Litchfield Associates II ADDRESS: 55 E Erie St Apt 4302 Chicago IL 60611 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: 09/05/2025 CAPACITY: Sole Proprietor DUTIES: I will be transferring an existing rental property into this LLC in the coming wks. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-03-27 |
| S63 | Uniform Securities Agent State Law Examination | 2002-08-01 |
Reach out to this advisor