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40 S. Main St. Suite 1600, Memphis, TN 38103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-10-21 |
| IL | RA | APPROVED | 2016-03-15 |
Branch Locations
200 South Wacker Street Ste 2500, Chicago, IL 60606 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Securities Corp | Chicago | IL | 03/2016 | 07/2022 |
| B. Riley Wealth Advisors | Chicago | IL | 03/2016 | Present |
| B. Riley Wealth Management | Chicago | IL | 07/2022 | Present |
(1) RENTAL PROPERTY; INVESTMENT-RELATED; CHICAGO, IL; REAL ESTATE; OWNER; COLLECT RENTAL PAYMENTS; START DATE: 09/2012; 0 HRS/MONTH... (2) B. RILEY WEALTH INSURANCE ; INVESTMENT-RELATED; FIXED INSURANCE SALES; AGENT; START DATE: 07/2016; 10 HRS/MONTH, 0 DURING TRADING HRS... (3) PORCHLIGHT REAL ESTATE PLLC; INVESTMENT-RELATED; REAL ESTATE FOR PERSONAL INVESTMENTS; PRESIDENT; RIVERSIDE, IL; START DATE 05/2020; 0 HRS/MONTH... (4) JBT WEALTH MANAGEMENT; INVESTMENT- RELATED; 200 SOUTH WACKER STREET SUITE 700 CHICAGO, IL 60606; DBA FOR FINANCIAL SECURITIES BUSINESS CONDUCTED THROUGH B. RILEY WEALTH MANAGEMENT; START DATE 3/2016. 40 HOURS / WEEK DEVOTED DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 2000-02-08 |
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