Michael Brett Fein

Current Employers

Apollon Wealth Management, Llc

111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-09-26
MD	RA	APPROVED	2024-10-07

FL RA
APPROVED

Since 2025-09-26
MD RA
APPROVED

Since 2024-10-07

Branch Locations

Palm Beach Gardens, FL • United States

10451 Mill Run Circle Suite 1000, Owings Mills, MD 21117 • United States

111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Commonwealth Financial Network	Waltham	MA	09/2002	11/2017
Cic Wealth, Llc	Owings Mills	MD	11/2017	12/2024
Purshe Kaplan Sterling Investments	Albany	NY	11/2017	Present
Apollon Wealth Management Llc	Owings Mills	MD	10/2024	Present

09/2002 → 11/2017

Commonwealth Financial Network

Waltham, MA
11/2017 → 12/2024

Cic Wealth, Llc

Owings Mills, MD
11/2017 → Present

Purshe Kaplan Sterling Investments

Albany, NY
10/2024 → Present

Apollon Wealth Management Llc

Owings Mills, MD

Previous Registrations

2017-11-13 → 2024-12-31

Cic Wealth, Llc

Owing Mills, MD

Owing Mills, MD
2003-02-04 → 2017-11-14

Commonwealth Financial Network

Owings Mills, MD

Gaithersburg, MD
1999-02-08 → 2002-10-01

Harvest Investment Consultants Llc

Timonium, MD

Other Businesses

1) FIXED INSURANCE SALES AT BRANCH LOCATION, INVESTMENT RELATED. 2) MICHAEL B. FEIN, INC.- PRESIDENT AND SOLE OWNER| Entity for Business Operations; Holding Company for managing revenue and expenses for securities business activity. | No securities business is conducted through this entity, this services solely as a holding company. 3) Apollon Wealth Management. Investment related. At Registered Location. RIA. Financial Advisor. Start Date: 10/01/24. 160 hrs/ month; all during trading hours. Provide financial advisory/planning services for individual clients 4) Alchemy Holdings, LLC. Investment Related. 1101 Wootton Parkway, Suite 980, Rockville MD. Holding Company. Owner. Start 11/2017. 0 hours per month. Pass through for RIA business. 5) Notary. Not Investment Related. 10451 Mill Run Circle, Suite 1000, Owings Mills, MD 21117. Notary. Notary. 8/31/2023. Hrs/month .5 all during trading hours. Notary.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1999-01-28

S66 Uniform Combined State Law Examination

1999-01-28

View on SEC IAPD