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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2019-11-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Lake Mary | FL | 04/2016 | 11/2019 |
| Raymond James Financial Services Advisors Inc. | Lake Mary | FL | 04/2016 | 11/2019 |
| Lpl Financial Llc | Lake Mary | FL | 11/2019 | Present |
1)11/07/2019 - Gulfstream Capital Advisors - Non-Variable Insurance - inv rel - at reported business location(s) - start: 2002 - 16 hr/mth. 2) 12/3/2019 - Gulfstream Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/02/2019 - 40 Hours Per Month/30 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 2002-08-05 |
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