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Robert Michael Plaza

Fifth Third Wealth Advisors LLC

Cincinnati, OH

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Current Employers
Fifth Third Wealth Advisors Llc

38 Fountain Square Plaza, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-10-24
TX RA APPROVED 2024-10-24
  • OH RA
    APPROVED
    Since 2024-10-24
  • TX RA
    APPROVED
    Since 2024-10-24

Branch Locations

38 Fountain Square Plaza, Cincinnati, OH 45263 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Wealth Advisors Llc Cincinnati OH 10/2024 Present
Fifth Third Bank Cincinnati OH 10/2021 Present
Aviva Investors Chicago IL 05/2019 10/2021
Key Bank Cleveland OH 08/2010 05/2019
  • 10/2024 → Present
    Fifth Third Wealth Advisors Llc
    Cincinnati, OH
  • 10/2021 → Present
    Fifth Third Bank
    Cincinnati, OH
  • 05/2019 → 10/2021
    Aviva Investors
    Chicago, IL
  • 08/2010 → 05/2019
    Key Bank
    Cleveland, OH
Previous Registrations
  • 2002-10-11 → 2003-09-15
    A. G. Edwards & Sons, Inc.
    Aurora, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-10
  • S66 Uniform Combined State Law Examination
    2002-10-10
Designations

View on SEC IAPD

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