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11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2019-03-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Jackson | TN | 08/2010 | Present |
| Independent Financial Partners | Jackson | TN | 10/2010 | 03/2019 |
| Independent Advisor Alliance, Llc | Jackson | TN | 03/2019 | Present |
1. 08/26/2010 - THE DILLS - BUSINESS OWNER - NOT INV REL - At Reported Business Location(s) - 20% TIME SPENT - Mananger & Member of a fmaily gospel group that travels across the counrty singing christian music. The business is set up as a sole-propieter and all income & expenses flow through my personal tax return. 2. 09/03/2010 - NO BUSINESS NAME - NON-VARIABLE INSURANCE - INV REL - At Reported Business Location(s) - 5% TIME SPENT -SALES OF FIXED INSURANCE. 3. 08/21/2013 - DILL FINANCIAL SERVICES - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - At Reported Business Location(s) 4. 03/19/2014 - DILL AUDIO - Business Owner - NOT INV REL - At Reported Business Location(s) - 10% TIME SPENT - Sale and occasional installation of audio / video equipment for local churches and schools. This is a hobby that has evolved into a business opportunity. 5. 4/11/2019 - Independent Advisor Alliance - DBA: (Hybrid) Dill Financial Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Investment Advisor Representative - Started 03/25/2019 - 80 Hours Per Month During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 4/11/2019. I expect to spend approximately 80 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 4/11/2019 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 03/25/2019 - 80 Hours Per Month During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 4/11/2019. I expect to spend approximately 80 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-01-08 |
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