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Current Employers
Independent Advisor Alliance, Llc

11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2019-03-26
  • TN RA
    APPROVED
    Since 2019-03-26

Branch Locations

Jackson, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Jackson TN 08/2010 Present
Independent Financial Partners Jackson TN 10/2010 03/2019
Independent Advisor Alliance, Llc Jackson TN 03/2019 Present
Previous Registrations
  • 2010-09-09 → 2019-03-22
    Jackson, TN
  • 2004-03-15 → 2010-09-14
    Msi Financial Services, Inc.
    Franklin, TN
    Jackson, TN
    Franklin, TN
    Jackson, TN
Other Businesses

1. 08/26/2010 - THE DILLS - BUSINESS OWNER - NOT INV REL - At Reported Business Location(s) - 20% TIME SPENT - Mananger & Member of a fmaily gospel group that travels across the counrty singing christian music. The business is set up as a sole-propieter and all income & expenses flow through my personal tax return. 2. 09/03/2010 - NO BUSINESS NAME - NON-VARIABLE INSURANCE - INV REL - At Reported Business Location(s) - 5% TIME SPENT -SALES OF FIXED INSURANCE. 3. 08/21/2013 - DILL FINANCIAL SERVICES - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - At Reported Business Location(s) 4. 03/19/2014 - DILL AUDIO - Business Owner - NOT INV REL - At Reported Business Location(s) - 10% TIME SPENT - Sale and occasional installation of audio / video equipment for local churches and schools. This is a hobby that has evolved into a business opportunity. 5. 4/11/2019 - Independent Advisor Alliance - DBA: (Hybrid) Dill Financial Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Investment Advisor Representative - Started 03/25/2019 - 80 Hours Per Month During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 4/11/2019. I expect to spend approximately 80 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 4/11/2019 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 03/25/2019 - 80 Hours Per Month During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 4/11/2019. I expect to spend approximately 80 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-01-08
  • S63 Uniform Securities Agent State Law Examination
    2000-01-08
Other Names
  • Timothy R Dill

View on SEC IAPD

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