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1331 Spring Street Nw Suite 2500, Atlanta, GA 30309 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-08-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Swan Global Investments, Llc | Durango | CO | 05/2016 | 01/2019 |
| Northern Lights Distributors, Llc | Omaha | NE | 05/2016 | 01/2019 |
| New York Life | Winters | CA | 01/2019 | 06/2022 |
| Invesco | Atlanta | GA | 07/2022 | Present |
(1) LEASES THE FARM LAND AROUND HIS HOME IN WINTERS CA TO HIS NEIGHBOR SINCE 2011. HE DOES NOT SPEND ANY TIME TOWARDS THIS NON-INVESTMENT RELATED ACTIVITY. (2) WINTERS LITTLE LEAGUE; NOT INVESTMENT RELATED; WINTERS CA, CALIFORNIA 95694, USA; LITTLE LEAGUE SPORTS; VOLUNTEER COACH; START: 09/2024; 16HRS/MO, 04HRS DURING TRADING HOURS; VOLUNTEER COACH.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2003-06-25 |
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