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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-07-08
IA RA APPROVED 2024-07-08
TX RA APPROVED 2024-07-08
  • AZ RA
    APPROVED
    Since 2024-07-08
  • IA RA
    APPROVED
    Since 2024-07-08
  • TX RA
    APPROVED
    Since 2024-07-08

Branch Locations

Flagstaff, AZ • United States

Woodbine, IA • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 07/2002 05/2024
Kestra Investment Services, Llc Woodbine IA 07/2024 Present
Kestra Advisory Services, Llc Woodbine IA 07/2024 Present
Previous Registrations
Other Businesses

Business Name: RYLEIGH WEALTH MANAGMENT POSITION: financial advisor NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 128 START DATE: 07/08/2024 ADDRESS: 2532 N 4th St, suite 577, flagstaff AZ 86004 DESCRIPTION: manage clients assets Business Name: KESTRA ADVISORY SERVICES LLC POSITION: financial advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 128 START DATE: 07/08/2024 ADDRESS: 5707 southwest parkway, building 2 suite 400, austin TX 78735 DESCRIPTION: manage clients investments Business Name: SCOTT THOMPSON POSITION: financial advisor NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 128 START DATE: 07/08/2024 ADDRESS: 2532 N 4th ST, suite 577, flagstaff AZ 86004 DESCRIPTION: review and sell insurance products

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-22
S63 Uniform Securities Agent State Law Examination 2002-10-24
  • S66 Uniform Combined State Law Examination
    2007-01-22
  • S63 Uniform Securities Agent State Law Examination
    2002-10-24

View on SEC IAPD

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