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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-27
OR RA APPROVED 2022-07-29
  • TX RA
    APPROVED
    Since 2026-03-27
  • OR RA
    APPROVED
    Since 2022-07-29

Branch Locations

522 A Ave, Lake Oswego, OR 97034 • United States

700 Sw Washington St 5Th Fl Ste 501 [Wd-Rbo], Vancouver, WA 98660 • United States

11601 Sw Beaverton Hillsdale Hwy, Beaverton, OR 97005 • United States

14725 Sw Teal Blvd, Beaverton, OR 97007 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tdameritrade San Mateo CA 02/2011 01/2021
Aldrich Wealth Lp Lake Oswego OR 10/2021 02/2022
Unemployed Portland OR 02/2021 09/2021
Wells Fargo Clearing Services, Llc Portland OR 07/2022 Present
Unemployed Portland OR 02/2022 07/2022
  • 02/2011 → 01/2021
    Tdameritrade
    San Mateo, CA
  • 10/2021 → 02/2022
    Lake Oswego, OR
  • 02/2021 → 09/2021
    Unemployed
    Portland, OR
  • 07/2022 → Present
    Portland, OR
  • 02/2022 → 07/2022
    Unemployed
    Portland, OR
Previous Registrations
  • 2021-10-20 → 2022-02-03
    Lake Oswego, OR
  • 2011-02-18 → 2021-01-11
    Td Ameritrade, Inc.
    Menlo Park, CA
    Portland, OR
  • 2011-02-18 → 2020-12-31
    Td Ameritrade Investment Management, Llc
    E. Palo Alto, CA
    Portland, OR
  • 2011-01-03 → 2011-02-23
    San Francisco, CA
  • 2009-12-04 → 2011-01-03
    Wells Fargo Investments, Llc
    San Francisco, CA
  • 2002-11-20 → 2008-04-02
    Fresno, CA
    Fresno, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-11-19
  • S66 Uniform Combined State Law Examination
    2002-11-19
Other Names
  • David T. Clawson

View on SEC IAPD

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