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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-11-28 |
| OH | RA | APPROVED | 2009-09-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Dublin | OH | 09/2009 | Present |
(1) 5/1/2015: FARNHAM WEALTH MANAGEMENT - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - STARTED 09/06/2009 - 0 HOURS PER MONTH. (2) 09/22/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 09/20/2021 - 1 Hour Per Month/0 Hours During Securities Trading. (3) 02/14/2025- U Crew Holdings - Real Estate Rental- Investment Related - At Reported Business Location(s) -Start Date - 10/18/2013- 1 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2002-09-12 |
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