Charles Francis Pearson

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-04-02
GA	RA	APPROVED	2017-09-06
MA	RA	APPROVED	2007-12-13

FL RA
APPROVED

Since 2025-04-02
GA RA
APPROVED

Since 2017-09-06
MA RA
APPROVED

Since 2007-12-13

Branch Locations

Sarasota, FL • United States

Newburyport, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)	Richmond Hill	GA	12/2007	Present

12/2007 → Present

Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)

Richmond Hill, GA

Previous Registrations

2006-10-03 → 2006-10-07

Ameriprise Financial Services, Llc

Newburyport, MA

Newburyport, MA

Other Businesses

1. 4/26/2012 - Rybicki & Pearson Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 5/26/2021 - RP Wealth Properties, LLC - Investment Related - Newburyport, MA 01950 - Real Estate Rental - Co-Owner - Start Date: 4/30/2021 - 1 Hours Per Month/0 Hours During Securities Trading - Commercial office rental.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-10-04

S66 Uniform Combined State Law Examination

2002-10-04

Designations

View on SEC IAPD