Pourya Naeimi

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2011-01-03

CA RA
APPROVED

Since 2011-01-03

Branch Locations

301 University Ave [Vd-Rbo], Palo Alto, CA 94301 • United States

400 Hamilton Ave, Palo Alto, CA 94301 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Redwood City	CA	01/2011	11/2016
Wells Fargo Clearing Services, Llc	Redwood City	CA	11/2016	Present

01/2011 → 11/2016

Wells Fargo Advisors Llc

Redwood City, CA
11/2016 → Present

Wells Fargo Clearing Services, Llc

Redwood City, CA

Previous Registrations

2010-08-19 → 2011-01-03

Wells Fargo Investments, Llc

Palo Alto, CA

Redwood City, CA
2009-06-01 → 2010-08-18

Morgan Stanley

Menlo Park, CA
2004-07-08 → 2009-06-01

Citigroup Global Markets Inc.

Menlo Park, CA

Menlo Park, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-06-30

S66 Uniform Combined State Law Examination

2004-06-30

Other Names

Naeimi Pourya

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews