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Current Employers
Kamada Investment Management

Bellevue, WA • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2011-09-02
  • WA RA
    APPROVED
    Since 2011-09-02

Branch Locations

Bellevue, WA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Kamada Investment Management Kirkland WA 07/2011 Present
Harvey Partners Kirkland WA 04/2018 01/2024
Citian Washington DC 11/2024 Present
  • 07/2011 → Present
    Kirkland, WA
  • 04/2018 → 01/2024
    Harvey Partners
    Kirkland, WA
  • 11/2024 → Present
    Citian
    Washington, DC
Previous Registrations
  • 2008-09-19 → 2011-07-01
    Seattle, WA
  • 2002-10-21 → 2006-09-27
    Morgan Stanley Dw Inc.
    Bellevue, WA
    Bellevue, WA
Other Businesses

Harvey Partners (non investment related), 3240 Carillon Point, Kirkland, WA 98033, Consulting Firm, CFO, 4/1/2018, 25 hours/month, 1-2 hours/day, Part-time CFO to Harvey Partner owned private companies. AboutGolf; CEO; Investment Related: No; 5105 Carillon Point, Kirkland, WA 98033; Duties: Manage A Leadership Team Of 4. Previously To May 2021, I Was Advising Aboutgolf Through Harvey Partners, Where I Am A Partner Of The Family Office. The Board Of Directors Decided To Promote Me To CEO To Lead The Next Phase Of The Business. The Hours ~ 15 Per Week Will Remain The Same As Before Advising The Company.; 2021-05-06; Hours Devoted To Business During Trading Hours: 2; Hours Devoted To Business Outside Trading Hours: 2; Percentage Of Total Yearly Compensation Expected To Be Derived From The Business: 0; Investino, Inc.; Co Founder; Investment Related; Location: 10450 SE 14th St Bellevue WA 98004; Description: Mobile App for parents and friends to invest for their children. Fintech mobile application. Co-founder is CTO and developing the entire application.; Responsibilities Duties: Business development; Start date: 2024-06-07; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 5; Percentage of total yearly compensation expected to be derived from the business: 1. Citian; CFO; Non Investment Related; Citian Washington DC 20003; Description: Infrastructure Software as a Service; Responsibilities Duties: CFO; 2024-11-01; Hours per month devoted to business during trading hours: 20; Hours per month devoted to business outside trading hours: 20; Percentage of total yearly compensation expected to be derived from the business: 30. AboutGOLF; CEO; Non Investment Related; aboutGOLF Maumee OH 43537; Description: Golf simulator software and hardware; Responsibilities Duties: Operating the business; 2018-01-01; Hours per month devoted to business during trading hours: 3; Hours per month devoted to business outside trading hours: 2; Percentage of total yearly compensation expected to be derived from the business: 25 . Investino, Inc.; Co-Founder; Non Investment Related; Investino, Inc Bellevue WA 98004; Description: Mobile application for children; Responsibilities Duties: Product Development; 2024-06-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 5. Athennian; Advisor; Non Investment Related; Athennian Calgary AB T2R0C3 Canada; Description: Legal Software as a Service Startup; Responsibilities Duties: Advising on corporate financial matters; 2017-01-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 1. Bamboo Technologies; Board of Directors; Non Investment Related; Bamboo Technologies Seattle WA 98101; Description: Growth marketing agency; Responsibilities Duties: Board of Director; 2014-07-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 1.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-01-13
S63 Uniform Securities Agent State Law Examination 2000-04-25
  • S65 Uniform Investment Adviser Law Examination
    2005-01-13
  • S63 Uniform Securities Agent State Law Examination
    2000-04-25

View on SEC IAPD

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