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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-06-14 |
| TN | RA | APPROVED | 2005-03-03 |
Branch Locations
6840 Carothers Parkway Suite 100, Franklin, TN 37067 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/2003 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/2003 | Present |
1-DBA WAYPOINT FINANCIAL PARTNERS, LLC. LOCATED AT FRANKLIN, TN. OWNER/SOLE PROPIETOR. START 03/08/2022. SIGNATOR ON THE ACCOUNT FOR WAYPOINT FINANCIAL PARTNERS, LLC. 2- 01/27/2022 TO CURRENT; DG TECHNOLOGIES, PATENT FILINGS; LOCATED AT 9509 BALATA DRIVE, OOLTEWAH, TN 37363. 0 ANNUAL COMPENSATION. 3- HGM OUTDOORS LLC, 25% OWNER, 317 WEST 9TH STREET, HOPKINSVILLE, KY 42240, PART OWNER OF A RECREATIONAL HUNTING AND FISHING PROPERTY, NO ROLE OR RESPONSIBILITY, 8/01/2025, 0 HRS/MO.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-11-12 |
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