Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2008-01-01
  • CA RA
    APPROVED
    Since 2008-01-01

Branch Locations

1880 Tice Valley Blvd, Walnut Creek, CA 94595 • United States

Benicia, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Walnut Creek CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Walnut Creek CA 11/2016 Present
Previous Registrations
  • 2002-10-17 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Walnut Creek, CA
    St. Louis, MO
    Walnut Creek, CA
Other Businesses

RENTAL PROPERTY; INV-RELATED; BENICIA, CA; 100% OWNERSHIP WITH SPOUSE; START: 04/01/2015; HOURS: 0 PER MONTH - 0 DURING TRADING; DUTIES: LANDLORD

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-16
  • S66 Uniform Combined State Law Examination
    2002-10-16
Designations
Other Names
  • Bob Morgan
  • Bob Morgan

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Walnut Creek, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor