Inactive

Garth Duane Shinn

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Current Employers

Aluman

Portland, OR • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-09-22
MN	RA	APPROVED	2022-08-23
WA	RA	APPROVED	2022-02-25
OR	RA	APPROVED	2018-07-31
CA	RA	APPROVED	2015-09-10

TX RA
APPROVED

Since 2023-09-22
MN RA
APPROVED

Since 2022-08-23
WA RA
APPROVED

Since 2022-02-25
OR RA
APPROVED

Since 2018-07-31
CA RA
APPROVED

Since 2015-09-10

Branch Locations

Portland, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Aluman	Portland	OR	07/2015	Present

07/2015 → Present

Aluman

Portland, OR

Previous Registrations

2008-07-03 → 2015-07-07

Mercer Global Advisors Inc.

Santa Barbara, CA
2002-07-09 → 2008-06-30

Mercer Advisors

Santa Barbara, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-05-11

S65 Uniform Investment Adviser Law Examination

2002-05-11

Designations

View on SEC IAPD

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