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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2026-05-08 |
Branch Locations
482 Erlanger Rd., Erlanger, KY 41018 • United States
2734 Chancellor Road, Suite 106, Crestview Hills, KY 41017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Distributors, Inc. | Mooresville | NC | 12/2010 | 12/2021 |
| Commonwealth Financial Network | Waltham | MA | 12/2021 | 05/2026 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 05/2026 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 05/2026 | Present |
1) Heartland Investment USA, 1835 Dixie Highway, Flossmoor, IL 60422, 04/2026, W2 Employee, DBA Name, INV REL, 160 HR/MO, 150 HR/MO TRADING 2) Becle Lakehouse LLC, 1415 Elk Lake Resort Rd, Owenton, KY 40359, 05/2025, Owner, Real Estate, NIR, 1 HR/MO, 0 HR/MO TRADING 3) Mark Becker, 2734 Chancellor Dr, Ste 106, Crestview Hills, KY 41017, 08/2021, Agent, Insurance/Benefits/Human Resources, NIR, 10 HR/MO, 10 HR/MO TRADING 4) CIRA, 1776 Pleasant Plain Road, Fairfield IA 52556, United States, 05/2026, Investment Advisor Representative, CIRA Affiliation, IR, 160 HR/MO - 120 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 2006-08-25 |
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