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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2009-02-02 |
Branch Locations
3755 Marconi Drive, Suite 102, Alpharetta, GA 30005 • United States
Alpharetta, GA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| North Point Wealth Management | Alpharetta | GA | 01/2009 | Present |
| Commonwealth Financial Network | Waltham | MA | 01/2009 | Present |
1. FIXED INSURANCE SALES FROM BRANCH LOCATION, INVESTMENT RELATED 2. ARCULEO'S ACTION FLY'S & GUIDE SERVICE,LLC; FLY FISHING PRODUCTS & GUIDE SERVICE, NOT AT BRANCH LOCATION, NOT INVESTMENT RELATED. 3. K.B.E.A, LLC; OWNER; ENTITY CREATED FOR SECURITIES BUSINESS; INVESTMENT RELATED
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-11-21 |
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