Ross Lopez

Current Employers

Planmember Securities Corporation

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2010-05-17

CA RA
APPROVED

Since 2010-05-17

Branch Locations

Glendora, CA • United States

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Planmember Securities Corporation	Carpinteria	CA	05/2010	Present

05/2010 → Present

Planmember Securities Corporation

Carpinteria, CA

Previous Registrations

2009-10-08 → 2010-04-30

Securities America Advisors, Inc.

Glendora, CA
2006-03-21 → 2009-09-04

Stancorp Investment Advisers, Inc.

Orange, CA
2003-08-26 → 2005-10-27

Brecek & Young Advisors, Inc.

Santa Barbara, CA
2003-07-01 → 2003-08-25

Carillon Investments, Inc.

Long Beach, CA

Other Businesses

1)RL INSURANCE & FINANCIAL SERVICES, INC.;502 E. Colorado Avenue GLENDORA CA 91740; START DATE: 12/14/2010;OWNER;AGENT INSURANCE PRODUCTS; , 80 HRS/MTN 80 DURING TRADING HOURS, IR

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-05-02
S63	Uniform Securities Agent State Law Examination	2000-02-29

S66 Uniform Combined State Law Examination

2003-05-02
S63 Uniform Securities Agent State Law Examination

2000-02-29

View on SEC IAPD