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Current Employers
William Blair

150 North Riverside Plaza, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2010-02-10
  • IL RA
    APPROVED
    Since 2010-02-10

Branch Locations

5237 Summerlin Commons Blvd, Fort Meyers, FL 33907 • United States

Naples, FL • United States

The William Blair Building 150 North Riverside, Chicago, IL 60606-1594 • UNITED STATES

150 North Riverside Plaza, Chicago, IL 60606 • United States

The William Blair Building 150 North Riverside, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Chicago IL 06/2002 Present
Morgan Stanley Smith Barney Chicago IL 06/2009 Present
William Blair & Co Llc Chicago IL 02/2010 Present
  • 06/2002 → Present
    Chicago, IL
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Chicago, IL
  • 02/2010 → Present
    William Blair & Co Llc
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-09-20
S63 Uniform Securities Agent State Law Examination 2002-09-06
  • S65 Uniform Investment Adviser Law Examination
    2002-09-20
  • S63 Uniform Securities Agent State Law Examination
    2002-09-06

View on SEC IAPD

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