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Current Employers
Lifeplan Wealth Management Group Llc

Branford, CT • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2021-08-23
  • CT RA
    APPROVED
    Since 2021-08-23

Branch Locations

Branford, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Planmember Securities Corporation Carpinteria CA 06/2011 09/2018
Lifeplan Wealth Management Group Llc Branford CT 02/2013 Present
Muriel Siebert & Co., Inc. Jersey City NJ 10/2018 12/2018
Verity Asset Management Durham NC 12/2018 08/2021
Verity Investments, Inc. Durham NC 12/2018 08/2021
Parkour Capital Ltd. Branford CT 03/2024 03/2026
Previous Registrations
  • 2024-08-30 → 2026-04-16
    Branford, CT
  • 2019-01-02 → 2021-08-23
    New Haven, CT
    Durham, NC
    Branford, CT
    New Haven, CT
  • 2018-09-24 → 2018-12-27
    Jersey City, NJ
    New York, NY
  • 2011-06-10 → 2018-09-21
    Farmingville, NY
    Carpinteria, CA
    New Haven, CT
    Carpinteria, CA
    Oviedo, FL
    New York, NY
  • 2010-05-05 → 2011-06-02
    Investment Advisors Corp
    North Haven, CT
  • 2008-03-14 → 2010-05-14
    Voya Financial Partners, Llc
    Windsor, CT
    North Haven, CT
    Windsor, CT
  • 2007-08-27 → 2008-03-11
    Cetera Investment Services Llc
    Orange, CT
  • 2007-01-18 → 2007-08-21
    Harvest Capital Advisors, Llc
    New Haven, CT
    Avon, CT
Other Businesses

Adriatic Capital LLC, 24 LOMARTRA LANE, BRANFORD, CONNECTICUT 06405, Member, 04/08/2021, zero hours, ownership of inactive LLC.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-12-18
S63 Uniform Securities Agent State Law Examination 2002-12-05
  • S65 Uniform Investment Adviser Law Examination
    2006-12-18
  • S63 Uniform Securities Agent State Law Examination
    2002-12-05

View on SEC IAPD

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