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Branford, CT • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2021-08-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Planmember Securities Corporation | Carpinteria | CA | 06/2011 | 09/2018 |
| Lifeplan Wealth Management Group Llc | Branford | CT | 02/2013 | Present |
| Muriel Siebert & Co., Inc. | Jersey City | NJ | 10/2018 | 12/2018 |
| Verity Asset Management | Durham | NC | 12/2018 | 08/2021 |
| Verity Investments, Inc. | Durham | NC | 12/2018 | 08/2021 |
| Parkour Capital Ltd. | Branford | CT | 03/2024 | 03/2026 |
Adriatic Capital LLC, 24 LOMARTRA LANE, BRANFORD, CONNECTICUT 06405, Member, 04/08/2021, zero hours, ownership of inactive LLC.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 2002-12-05 |
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