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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-05-31 |
| NY | RA | APPROVED | 2023-02-13 |
Branch Locations
55 East 52Nd Street 10Th Floor, New York, NY 10055 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citi Group | New York | NY | 06/2009 | 08/2019 |
| Guardian Life Insurance Co Of America | New York | NY | 09/2019 | 03/2021 |
| Park Avenue Securities, Llc | New York | NY | 09/2019 | 03/2021 |
| Wells Fargo Clearing Services, Llc. | New York | NY | 03/2021 | 01/2023 |
| Morgan Stanley | New York | NY | 01/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-05-14 |
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