Sonya Michele O'connor

Current Employers

Cwm, Llc

14600 Branch St., Omaha, NE 68154 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2020-10-19

CA RA
APPROVED

Since 2020-10-19

Branch Locations

14600 Branch St., Omaha, NE 68154 • United States

21550 Oxnard St. Suite 300, Woodland Hills, CA 91367 • United States

1055 East Colorado Blvd. 5Th Floor, Pasadena, CA 91106 • United States

3655 Torrance Blvd. 3Rd Floor, Torrance, CA 90503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Laguna Hills	CA	11/2006	10/2020
Cwm, Llc Dba Carson Partners	Omaha	NE	10/2020	Present
Cetera Wealth Services, Llc	El Segundo	CA	10/2020	08/2026
Applied Financial Planning	Irvine	CA	02/2002	Present

11/2006 → 10/2020

Lpl Financial Llc

Laguna Hills, CA
10/2020 → Present

Cwm, Llc Dba Carson Partners

Omaha, NE
10/2020 → 08/2026

Cetera Wealth Services, Llc

El Segundo, CA
02/2002 → Present

Applied Financial Planning

Irvine, CA

Previous Registrations

2011-01-31 → 2020-10-21

Lpl Financial Llc

Irvine, CA

Other Businesses

NAME OF OTHER BUSINESS: APPLIED FINANCIAL PLANNING INC.; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX PREPARATION / TAX REPRESENTATION / TAX PLANNING; START DATE: 11/2006; POSITION/TITLE/RELATIONSHIP: ENROLLED AGENT (EA); APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: TAX PREPARATION, TAX REPRESENTATION, TAX PLANNING;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-01-27

S66 Uniform Combined State Law Examination

2011-01-27

View on SEC IAPD