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1710 State Street, Houston, TX 77007 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 07/2011 | 07/2026 |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 07/2011 | 07/2026 |
| Lpl Financial Llc | Houston | TX | 07/2026 | Present |
| Public Safety Financial Group | Houston | TX | 05/2026 | Present |
| Public Safety Financial Group, Llc | Houston | TX | 06/2011 | Present |
1. 7/2026 - Public Safety Financial Group, LLC - DBA for LPL Business (entity for LPL business) - INV REL - 160 Hour(s)/Month – 140 Hour(s) During Trading - At Reported business location(s) - OBA Start date: 8/3/2026 2. independent licensed insurance agent
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-11-19 |
| S63 | Uniform Securities Agent State Law Examination | 2000-02-28 |
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