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Current Employers
T. Rowe Price Associates, Inc.

1307 Point Street, Baltimore, MD 21231 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2020-06-18
CA RA APPROVED 2020-06-17
  • MD RA
    APPROVED
    Since 2020-06-18
  • CA RA
    APPROVED
    Since 2020-06-17

Branch Locations

Danville, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Eaton Vance Distributors, Inc. Boston MA 11/2010 04/2020
Eaton Vance Management Boston MA 11/2010 04/2020
T Rowe Price Baltimore MD 04/2020 Present
  • 11/2010 → 04/2020
    Eaton Vance Distributors, Inc.
    Boston, MA
  • 11/2010 → 04/2020
    Boston, MA
  • 04/2020 → Present
    T Rowe Price
    Baltimore, MD
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-10-27
S63 Uniform Securities Agent State Law Examination 2002-09-03
  • S65 Uniform Investment Adviser Law Examination
    2006-10-27
  • S63 Uniform Securities Agent State Law Examination
    2002-09-03

View on SEC IAPD

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