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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2025-09-05
  • AR RA
    APPROVED
    Since 2025-09-05

Branch Locations

2003 South Horsebarn Road Suite 4, Rogers, AR 72758 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Beall Barclay & Co., Plc, Cpa'S Rogers AR 01/1985 10/2018
1St Global Capital Corp. Rogers AR 08/2002 10/2019
1St Global Advisors, Inc. Rogers AR 01/2003 10/2019
Avantax Insurance Services, Inc. Rogers AR 04/2005 09/2025
Landmark Cpa, Plc Fort Smith AR 10/2018 Present
Avantax Advisory Services Rogers AR 10/2019 09/2025
Avantax Investment Services, Inc. Rogers AR 10/2019 09/2025
Landmark Plc Certified Public Accountants Rogers AR 01/1985 Present
Cetera Wealth Services, Llc Rogers AR 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 01/1985 → 10/2018
    Beall Barclay & Co., Plc, Cpa'S
    Rogers, AR
  • 08/2002 → 10/2019
    1St Global Capital Corp.
    Rogers, AR
  • 01/2003 → 10/2019
    1St Global Advisors, Inc.
    Rogers, AR
  • 04/2005 → 09/2025
    Avantax Insurance Services, Inc.
    Rogers, AR
  • 10/2018 → Present
    Landmark Cpa, Plc
    Fort Smith, AR
  • 10/2019 → 09/2025
    Avantax Advisory Services
    Rogers, AR
  • 10/2019 → 09/2025
    Avantax Investment Services, Inc.
    Rogers, AR
  • 01/1985 → Present
    Landmark Plc Certified Public Accountants
    Rogers, AR
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Rogers, AR
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2019-10-25 → 2025-09-05
    Avantax Advisory Services
    Irving, TX
    Dallas, TX
    Rogers, AR
  • 2003-01-10 → 2019-10-25
    1St Global Advisors Inc
    Rogers, AR
    Rogers, AR
  • 2005-05-04 → 2008-10-27
    Beall Barclay Advisors, Llc
    Fort Smith, AR
Other Businesses

1) LANDMARK FINANCIAL, LLC; Referring advisor NATURE: Referring Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 10/01/2018 ADDRESS: 2003 S. Horsebarn Road, Suite 4, Rogers AR 72758, US; Referring Advisor. 2) COMPASS PROPERTIES OF FORT SMITH, LLC; POSITION: Member NATURE: owns the building that is rented to Landmark CPA's and Landmark Financial INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2021; ADDRESS: 2003 South Horsebarn Road, Suite 4, Rogers AR 72758, US; no duties or responsibilities. just a member of the LLC. 3) LANDMARK PLC CERTIFIED PUBLIC ACCOUNTANTS POSITION: Member NATURE: Full-service CPA firm providing tax, audit, accounting and consulting services. INVESTMENT RELATED: No NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 130 START DATE: 01/05/1985 ADDRESS: 2003 South Horsebarn Road, Suite 4, Rogers AR 72758, United States DESCRIPTION: Member overseeing client services in the areas of audit, tax, accounting services and consulting services. Review of tax returns, audit engagements and other projects as needed. Office administration member for the Rogers, AR office location. 4) Compass Properties of Fort Smith, LLC (1); Member; owns the building that is rented to Landmark CPA's and Landmark Financial; NIR; 0; 11/01/2021; 2003 South Horsebarn Road Rogers AR 72758; no duties or responsibilities. just a member of the LLC.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-30
  • S66 Uniform Combined State Law Examination
    2002-10-30

View on SEC IAPD

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