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Dean H. Thompson

J.P. Morgan Securities LLC

San Diego, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-11-28
TX RA APPROVED 2022-11-28
  • CA RA
    APPROVED
    Since 2022-11-28
  • TX RA
    APPROVED
    Since 2022-11-28

Branch Locations

12860 El Camino Real Floor 02, San Diego, CA 92130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Irvine CA 06/2011 Present
Previous Registrations
  • 2008-12-24 → 2011-06-20
    Barclays Capital Inc.
    Los Angeles, CA
  • 2008-09-30 → 2008-12-26
    Ubs Financial Services Inc.
    Los Angeles, CA
  • 2007-08-15 → 2008-10-07
    Lehman Brothers Inc.
    New York, NY
    Los Angeles, CA
  • 2002-10-09 → 2005-08-29
    Morgan Stanley Dw Inc.
    Salt Lk City, UT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-02
  • S66 Uniform Combined State Law Examination
    2002-10-02
Designations
Other Names
  • Dean Hurst Thompson

View on SEC IAPD

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