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Stephen Frank Pinckney

Goldman Sachs Wealth Services, L.P.

Newport Beach, CA

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Current Employers
Goldman Sachs Wealth Services, L.P.

100 Coliseum Drive, Cohoes, NY 12047 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-01-20
  • CA RA
    APPROVED
    Since 2023-01-20

Branch Locations

4000 Macarthur Boulevard, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Ayco Company, L.P./Mercer Allied Latham NY 04/2007 01/2021
Goldman Sachs & Co. Llc Cohoes NY 01/2021 Present
  • 04/2007 → 01/2021
    The Ayco Company, L.P./Mercer Allied
    Latham, NY
  • 01/2021 → Present
    Goldman Sachs & Co. Llc
    Cohoes, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-10-25
S63 Uniform Securities Agent State Law Examination 2002-09-03
  • S65 Uniform Investment Adviser Law Examination
    2007-10-25
  • S63 Uniform Securities Agent State Law Examination
    2002-09-03

View on SEC IAPD

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