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Michael Steven Roth

Russell Investments

Greenfield, WI

Milwaukee, WI

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Current Employers
Russell Investments

401 Union Street 18Th Floor, Seattle, WA 98101 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2025-05-22
WI RA APPROVED 2025-05-22
  • WA RA
    APPROVED
    Since 2025-05-22
  • WI RA
    APPROVED
    Since 2025-05-22

Branch Locations

Greenfield, WI • United States

833 E. Michigan Street Suite 850, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Greenfield WI 10/2019 11/2019
Us Bancorp Milwaukee WI 01/2015 09/2019
Annex Wealth Management Elm Grove WI 11/2019 07/2021
Russell Investments Seattle WA 08/2021 Present
  • 10/2019 → 11/2019
    Unemployed
    Greenfield, WI
  • 01/2015 → 09/2019
    Us Bancorp
    Milwaukee, WI
  • 11/2019 → 07/2021
    Annex Wealth Management
    Elm Grove, WI
  • 08/2021 → Present
    Russell Investments
    Seattle, WA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-09
S63 Uniform Securities Agent State Law Examination 2002-09-18
  • S66 Uniform Combined State Law Examination
    2024-09-09
  • S63 Uniform Securities Agent State Law Examination
    2002-09-18
Designations
Other Names
  • Michael S Roth
  • Mike Roth

View on SEC IAPD

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