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Bryan Howard Hattan

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Des Moines, WA

Seattle, WA

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2009-10-23
  • WA RA
    APPROVED
    Since 2009-10-23

Branch Locations

Des Moines, WA • United States

401 Union St, Seattle, WA 98101 • United States

One Bryant Park, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Tacoma WA 06/2002 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Seattle WA 10/2009 Present
Previous Registrations
  • 2005-02-01 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Seattle, WA
    Tacoma, WA
    Seattle, WA
    Seattle, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-01-31
S63 Uniform Securities Agent State Law Examination 2002-12-17
  • S66 Uniform Combined State Law Examination
    2005-01-31
  • S63 Uniform Securities Agent State Law Examination
    2002-12-17

View on SEC IAPD

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