Laura Sithens

Current Employers

Merit Financial Advisors

2400 Lakeview Parkway Suite 550, Alpharetta, GA 30009 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2015-06-04

GA RA
APPROVED

Since 2015-06-04

Branch Locations

11675 Rainwater Drive, Suite 625, Alpharetta, GA 30009 • United States

2400 Lakeview Parkway Suite 550, Alpharetta, GA 30009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merit Financial Advisors	Alpharetta	GA	04/2015	Present
Lpl Financial Llc	Alpharetta, Ga	GA	04/2015	02/2017
Lpl Financial Llc	Alpharetta	GA	02/2017	08/2024
Pks Investments	Albany	NY	08/2024	Present

04/2015 → Present

Merit Financial Advisors

Alpharetta, GA
04/2015 → 02/2017

Lpl Financial Llc

Alpharetta, Ga, GA
02/2017 → 08/2024

Lpl Financial Llc

Alpharetta, GA
08/2024 → Present

Pks Investments

Albany, NY

Previous Registrations

2013-09-09 → 2015-03-02

Acg Wealth Inc.

Atlanta, GA
2013-02-19 → 2013-12-16

Pfm Capital Holdings, Llc

Atlanta, GA
2006-10-16 → 2013-03-28

Pfm Capital Management Llc

Atlanta, GA

Other Businesses

1. Merit Financial Advisors. Investment Related. At Registered Location. RIA. Relationship Manager/IAR. Start Date: 07/15/2024. 160 hrs/ month; all during trading hours. Service clients. 2. PKS. Investment Related. At the registered location. RR of BD. Commission compensation.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2019-12-23
S65	Uniform Investment Adviser Law Examination	2006-04-05

S63 Uniform Securities Agent State Law Examination

2019-12-23
S65 Uniform Investment Adviser Law Examination

2006-04-05

Other Names

Laura V. Sithens
Laura V Gonzalez
Laura V Gonzalez
Laura V Sithens

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