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Michael David Cohen

Mdc Financial Research, LLC

El Dorado Hills, CA

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Current Employers
Mdc Financial Research, Llc

El Dorado Hills, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-02
NY RA APPROVED 2021-11-01
IL RA APPROVED 2018-06-21
  • CA RA
    APPROVED
    Since 2025-01-02
  • NY RA
    APPROVED
    Since 2021-11-01
  • IL RA
    APPROVED
    Since 2018-06-21

Branch Locations

El Dorado Hills, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mdc Financial Research, Llc Fremont CA 12/2008 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-01-20
S63 Uniform Securities Agent State Law Examination 2002-09-24
  • S65 Uniform Investment Adviser Law Examination
    2009-01-20
  • S63 Uniform Securities Agent State Law Examination
    2002-09-24

View on SEC IAPD

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