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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2004-01-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird & Co. | Milwaukee | WI | 07/2003 | Present |
NAME/ADDRESS: Illinois College of Optometry / 3241 S. Michigan Ave Chicago, IL 60616. INVESTMENT-RELATED: Yes. NATURE OF BUSINESS: Educational. POSITION/TITLE/ROLE: Board Member. START DATE: 7/2016. APPRX # OF HOURS DEVOTED: 1-2 per month, very little (one quarterly call lasting an hour) during securities trading hours. DUTIES RELATED: Serving on Board of Trustees for my optometry school alma mater. We discuss the direction of the school's finances and endowment. The school works with Marquette Associates as our financial/plan advisor and no single stocks are discussed.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-01-16 |
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