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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2020-10-16
  • PA RA
    APPROVED
    Since 2020-10-16

Branch Locations

486 Royer Drive Suite 105, Lancaster, PA 17601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Lancaster PA 06/2012 10/2020
Raymond James Financial Services Advisors, Inc. Lancaster PA 10/2020 Present
Raymond James Financial Services, Inc Lancaster PA 10/2020 Present
Fulton Bank/Fulton Financial Advisors Lancaster PA 10/2020 Present
Fulton Financial Advisors Lancaster PA 10/2020 Present
Fulton Bank Lancaster PA 10/2020 Present
Fulton Financial Advisors Lancaster PA 10/2020 Present
  • 06/2012 → 10/2020
    Wells Fargo Advisors, Llc
    Lancaster, PA
  • 10/2020 → Present
    Lancaster, PA
  • 10/2020 → Present
    Raymond James Financial Services, Inc
    Lancaster, PA
  • 10/2020 → Present
    Fulton Bank/Fulton Financial Advisors
    Lancaster, PA
  • 10/2020 → Present
    Fulton Financial Advisors
    Lancaster, PA
  • 10/2020 → Present
    Fulton Bank
    Lancaster, PA
  • 10/2020 → Present
    Fulton Financial Advisors
    Lancaster, PA
Previous Registrations
  • 2012-06-15 → 2020-10-27
    Myerstown, PA
    Ephrata, PA
    Radnor, PA
    Lancaster, PA
    Wyomissing, PA
    Lancaster, PA
    Ephrata, PA
    Mount Joy, PA
  • 2010-10-05 → 2012-06-18
    Cetera Investment Services Llc
    Exton, PA
    Lancaster, PA
Other Businesses

(1)Name of Business: Fulton Financial Advisors Address: 481 Royer Dr, Lancaster, PA, 17601, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/19/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Sell and Service Investments

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-09-29
S63 Uniform Securities Agent State Law Examination 2002-09-13
  • S66 Uniform Combined State Law Examination
    2010-09-29
  • S63 Uniform Securities Agent State Law Examination
    2002-09-13
Other Names
  • Wes Weinstein

View on SEC IAPD

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