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1702 State Street, Cedar Falls, IA 50613 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2019-11-08 |
| IA | RA | APPROVED | 2015-06-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | Minneapolis | MN | 06/2012 | Present |
| Dominion Investor Services, Inc | Horseshoe Bay | TX | 08/2014 | 06/2023 |
| Fencl Advisory Services, Llc | Cedar Falls | IA | 06/2015 | Present |
| Calton & Associates, Inc. | Marble Falls | TX | 06/2023 | Present |
1) SELLING FIXED LIFE INSURANCE PRODUCTS AND DISABILITY PRODUCTS 2) I AM AN INVESTMENT ADVISOR REPRESENTATIVE FOR FENCL ADVISORY SERVICES, LLC STARTING 06-17-2015. I WILL BE DEVOTING 20 HOURS A WEEK TO THIS BUSINESS ABOUT 1/2 OF THAT TIME WILL BE DURING TRADING HOURS. MAIN OFFICE: 422 MAIN STREET, CEDAR FALLS, IOWA 50613; MINNESOTA OFFICE: 11727 58TH STREET NORTH, LAKE ELMO, MINNESOTA 55042
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-04-03 |
| S63 | Uniform Securities Agent State Law Examination | 2002-10-15 |
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