Larry Cabrera

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-04-23
NC	RA	APPROVED	2019-09-27

TX RA
APPROVED_RES

Since 2020-04-23
NC RA
APPROVED

Since 2019-09-27

Branch Locations

6805 Carnegie Boulevard Suite 400, Charlotte, NC 28211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Charlotte	NC	10/2011	11/2016
Wells Fargo Clearing Services, Llc	Charlotte	NC	11/2016	08/2019
Morgan Stanley	Charlotte	NC	08/2019	Present
Morgan Stanley Private Bank, N.A.	New York	NY	10/2019	Present

10/2011 → 11/2016

Wells Fargo Advisors Llc

Charlotte, NC
11/2016 → 08/2019

Wells Fargo Clearing Services, Llc

Charlotte, NC
08/2019 → Present

Morgan Stanley

Charlotte, NC
10/2019 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Previous Registrations

2011-10-28 → 2019-09-04

Wells Fargo Clearing Services, Llc

Charlotte, NC

Charlotte, NC

Charlotte, NC

Charlotte, NC

Charlotte, NC

Charlotte, NC

Charlotte, NC

Charlotte, NC

Charlotte, NC

Charlotte, NC
2008-06-13 → 2011-11-03

Fifth Third Securities, Inc.

Charlotte, NC

Naples, FL

Charlotte, NC

Mint Hill, NC

Charlotte, NC

Charlotte, NC

Harrisburg, NC

Charlotte, NC
2003-05-01 → 2008-06-16

Uvest Financial Services Group, Inc.

Charlotte, NC

Charlotte, NC

Concord, NC
2002-08-12 → 2002-10-31

Ameriprise Financial Services, Llc

Charlotte, NC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-08-09

S66 Uniform Combined State Law Examination

2002-08-09

Designations

View on SEC IAPD

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