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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2008-01-29 |
Branch Locations
4121 W 83Rd St Ste 110, Prairie Vlg, KS 66208 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2002 | Present |
| Northwestern Mutual Investment Services, Llc | Shawnee Mission | KS | 08/2002 | Present |
| The Colt Group | Prairie Village | KS | 09/2001 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 11/2013 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS 4 HRS/MO. OVERLAND PARK. FORT WAYNE IN. 2. PRESIDENT, GOODWIN GROUP LLC, (PERSONAL INSURANCE BUSINESS), LEGAL ENTITY, START DATE: 1/1/1996, THIS IS AN ENTITY THAT THE REP USES FOR BUSINESS EXPENSES. IT IS NOT HELD OUT TO THE PUBLIC IN ANY WAY, AND DOES NOT SERVE ANY PURPOSE OTHER THAN FOR FR'S PRACTICE. 3. TRUSTEE, EK GOODWIN & FM GOODWIN TRUST, IMMEDIATE FAMILY, START DATE: 6/4/2014, TRUSTEE AND BENEFICIARY OF GRANDMOTHER'S TRUST. DOES NOT BECOME A BENEFICIARY UNTIL FR'S MOTHER PASSES. 4. BOARD MEMBER, THE SALVATION ARMY, 3637 BROADWAY, KANSAS CITY, , MISSOURI, 64111, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 1/1/2009, HOURS PER MONTH: 6-20, ADVISORY BOARD MEMBER OF GROUP HELPING THOSE IN NEED OF SPIRITUAL AND LIVING ASSISTANCE. 5. PRESIDENT, PRINCETON ALUMNI ASSOCIATION OF GREATER KANSAS CITY, NON-PROFIT, START DATE: 7/26/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OVERSEE THE PRINCETON ALUMNI ASSOCIATION LOCALLY
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-02-06 |
| S63 | Uniform Securities Agent State Law Examination | 2003-02-14 |
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