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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2008-01-29
  • KS RA
    APPROVED
    Since 2008-01-29

Branch Locations

4121 W 83Rd St Ste 110, Prairie Vlg, KS 66208 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Northwestern Mutual Life Insurance Company Milwaukee WI 05/2002 Present
Northwestern Mutual Investment Services, Llc Shawnee Mission KS 08/2002 Present
The Colt Group Prairie Village KS 09/2001 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 11/2013 Present
  • 05/2002 → Present
    The Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 08/2002 → Present
    Shawnee Mission, KS
  • 09/2001 → Present
    The Colt Group
    Prairie Village, KS
  • 11/2013 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS 4 HRS/MO. OVERLAND PARK. FORT WAYNE IN. 2. PRESIDENT, GOODWIN GROUP LLC, (PERSONAL INSURANCE BUSINESS), LEGAL ENTITY, START DATE: 1/1/1996, THIS IS AN ENTITY THAT THE REP USES FOR BUSINESS EXPENSES. IT IS NOT HELD OUT TO THE PUBLIC IN ANY WAY, AND DOES NOT SERVE ANY PURPOSE OTHER THAN FOR FR'S PRACTICE. 3. TRUSTEE, EK GOODWIN & FM GOODWIN TRUST, IMMEDIATE FAMILY, START DATE: 6/4/2014, TRUSTEE AND BENEFICIARY OF GRANDMOTHER'S TRUST. DOES NOT BECOME A BENEFICIARY UNTIL FR'S MOTHER PASSES. 4. BOARD MEMBER, THE SALVATION ARMY, 3637 BROADWAY, KANSAS CITY, , MISSOURI, 64111, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 1/1/2009, HOURS PER MONTH: 6-20, ADVISORY BOARD MEMBER OF GROUP HELPING THOSE IN NEED OF SPIRITUAL AND LIVING ASSISTANCE. 5. PRESIDENT, PRINCETON ALUMNI ASSOCIATION OF GREATER KANSAS CITY, NON-PROFIT, START DATE: 7/26/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OVERSEE THE PRINCETON ALUMNI ASSOCIATION LOCALLY

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-02-06
S63 Uniform Securities Agent State Law Examination 2003-02-14
  • S65 Uniform Investment Adviser Law Examination
    2006-02-06
  • S63 Uniform Securities Agent State Law Examination
    2003-02-14

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