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4101 Lake St. Louis Blvd, Lake St. Louis, MO 63367 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2010-08-10 |
Branch Locations
4101 Lake St. Louis Blvd, Lake St. Louis, MO 63367 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Heartland Capital Inc | Lake St. Louis | MO | 04/2002 | Present |
| Centerre Capital, Llc | Lake St. Louis | MO | 06/2008 | 04/2017 |
FIRST HEARTLAND CAPITAL, Inc. Investment related. Employee, Chief Compliance Officer. ALLOCATES APPROX 80% OF MY TIME. Start 4/15/02. FIRST HEARTLAND CONSULTANTS, Inc. Investment related. IAR. Chief Compliance Officer. Investment advisory services. A REGISTERED INVESTMENT ADVISORY FIRM. ALLOCATES APPROX 20% of my time. Start 8/10/2010.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-04-28 |
| S63 | Uniform Securities Agent State Law Examination | 2000-04-20 |
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