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10900 Ne 4Th St Suite 2300, Bellevue, WA 98004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-05-23 |
| MN | RA | APPROVED | 2025-03-03 |
| WA | RA | APPROVED | 2025-02-28 |
Branch Locations
10900 Ne 4Th St Suite 2300, Bellevue, WA 98004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Bellevue | WA | 02/2009 | Present |
| Financial Advocates Investment Management | Bellevue | WA | 07/2010 | Present |
| Clearpoint Financial | Bellevue | WA | 06/2011 | 09/2018 |
| Foresee Wealth Advisors | Bellevue | WA | 07/2010 | Present |
| Fc Wealth, Inc. | Bellevue | WA | 02/2022 | Present |
1. 7/20/2010: REGISTERED INVESTMENT ADVISOR DBA - FINANCIAL ADVOCATES INVESTMENT MANAGEMENT - INDEPENDENT ADVISOR REPRESENTATIVE FOR FINANCIAL ADVOCATES INVESTMENT MANAGEMENT, A REGISTERED INVESTMENT ADVISOR. PROVIDE ASSET MANAGEMENT ADVISORY FEE SERVICES USING THE DBA - FORESEE WEALTH ADVISORS. - (HYBRID) FORESEE WEALTH ADVISORS - TIME SPENT 80% - BELLEVUE, WA. 2. 7/20/2010: NON-VARIABLE INSURANCE - CHRIS NIEMELA - PROVIDE TERM AND PERMANENT LIFE INSURANCE, FIXED ANNUITIES, LONG TERM CARE INSURANCE, MEDICARE SUPPLEMENT INSURANCE, AND DISABILITY INSURANCE. - TIME SPENT 20% - BELLEVUE, WA. 3. 08/16/2013 - DBA ONLY - FORESEE WEALTH ADVISORS - BELLEVUE, WA. 4. I offer life insurance and fixed annuity business as an independent producer.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-08-09 |
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